上海市教育委员会、市知识产权局关于开展本市高校2010年度专利调查工作的通知
根据《国家知识产权局关于开展2010年度专利调查工作的通知》（国知办规字〔2010〕76号）的要求，国家知识产权局继续开展2010年度专利调查工作，上海市共有21所高校的712件专利列入此次调查范围。为了保质保量和按时圆满完成国家知识产权局下达的任务，现将有关事项通知如下：
此次抽样调查任务重、时间紧、数量多、要求高，各有关高校要明确分管本项工作的领导和职能部门，精心安排实施，确保按质、按量完成任务。
各有关高校应按照《调查问卷任务表》（见附件1）要求的数量，安排工作进程，如果发现问题，应及时与市教委科技处、市知识产权局专利管理处沟通联系，调查问卷请于9月20日前报送市知识产权局专利管理处（地址：巨鹿路915号巨鹿大厦，邮编：200040），并抄送一份至市教委科技处（地址：大沽路100号330B，邮编：200003）。
附件：1.上海市各高校2010年度专利运用状况调查任务表
| 编号
| 大专院校
| 单位卷
| 专利卷
|
| 1
| 东华大学
| 1
| 65
|
| 2
| 复旦大学
| 1
| 68
|
上海医科大学
| 1
| 1
|
| 3
| 华东理工大学
| 1
| 60
|
| 4
| 华东师范大学
| 1
| 53
|
| 5
| 上海大学
| 1
| 62
|
| 6
| 上海第二工业大学
| 1
| 11
|
| 7
| 上海电机学院
| 1
| 5
|
| 8
| 上海电力学院
| 1
| 17
|
| 9
| 上海东海职业技术学院
| 1
| 5
|
| 10
| 上海工程技术大学
| 1
| 31
|
| 11
| 上海工艺美术职业学院
| 1
| 3
|
| 12
| 上海海事大学
| 1
| 16
|
| 13
| 上海交通大学
| 1
| 59
|
| 14
| 上海交通大学医学院
| 1
| 2
|
上海第二医科大学
| 1
| 2
|
| 15
| 上海理工大学
| 1
| 46
|
| 16
| 上海师范大学
| 1
| 47
|
| 17
| 上海海洋大学
| 1
| 5
|
| 18
| 上海应用技术学院
| 1
| 43
|
| 19
| 上海中医药大学
| 1
| 17
|
| 20
| 同济大学
| 1
| 58
|
同济大学建筑设计研究院
| 1
| 3
|
| 21
| 中国人民解放军第二军医大学
| 1
| 32
|
第二军医大学东方肝胆外科研究所
| 1
| 1
|
|
| 合 计
| 25
| 712
|
建议本部分由高校中参与专利研发以及专利实施运用的人员填写
下面所列的是专利号和专利名称，请您根据该专利的实际情况回答。
专利权人名称：______________________________________________【电子打印】（ID011）
专利权人地址：______________________________________________【电子打印】（ID012）
发明人姓名：________________________________________________【电子打印】（ID020）
填写本表人员姓名：___________________ _________【必须填写】（ID016）
填写本表人员手机号码：_________________________【必须填写】（ID017）
受访者机构单位联系电话：______________ _________【必须填写】（ID018）
本报表制度根据《中华人民共和国统计法》的有关规定制定，国家知识产权局对在统计调查中知悉的统计调查对象的商业秘密，负有保密义务。
您好！专利是体现一个国家或组织科技创新能力的重要方面，国家知识产权局希望通过此次调查，了解所抽样专利的实施状况，了解专利实施过程中存在的问题和困难，为以后相关政府部门的工作提供参考，希望能够得到您的支持与帮助，请仔细填写这份问卷，谢谢！
B1. 您拥有的该项专利在研发、运用、保护过程中： B0101-B0106/
|
| 是
| 否
|
|
| 1是否进行了相关技术的专利检索? ··················································
| 1
| 2
| B0101/
|
| 2是否在研发过程中借鉴已经失效的专利和技术方案? ······················
| 1
| 2
| B0102/
|
| 3.是否被用于企业的技术储备? ·························································
| 1
| 2
| B0103/
|
| 4.是否属于对核心技术的外围保护? ··················································
| 1
| 2
| B0104/
|
| 5.是否考虑将该项专利技术用于质押融资？·······································
| 1
| 2
| B0105/
|
| 6.是否遭遇到了专利侵权? ································································
| 1
| 2
| B0106/
|
B2. 该项专利的研发周期为？ 【单选】B0201/
| 不超过半年·······································
| 1
| | 2-3年（含3年）······························
| 4
|
| 半年到一年（含1年）·····················
| 2
| | 3-5年（含5年）······························
| 5
|
| 1-2年（含2年）·····························
| 3
| | 5年以上············································
| 6
|
B3. 该项专利的研发成本大致相当于以下哪个水平？ 【单选】B0301/
| 1万元及以下····································
| 01
| | 100万-500万元（含500万元）······
| 07
|
| 1万-5万元（含5万元）··················
| 02
| | 500万-1000万元（含1000万元）··
| 08
|
| 5万-10万元（含10万元）··············
| 03
| | 1000万-5000万元（含5000万元）
| 09
|
| 10万-30万元（含30万元）············
| 04
| | 5000万元以上·································
| 10
|
| 30万-50万元（含50万元）············
| 05
| | 没有研发成本···································
| 96
|
| 50万-100万元（含100万元）························································ .
| 06
| | 说不清·············································
| 99
|
B4. 该项专利的预期收益总额能达到多少？如果专利已经实施，那么截止目前，该项专利的实际收益总额是多少？【如果还没实施则不填写】 其中产品销售额是多少？许可或转让的收益额是多少？【请把选项的代号圈在下表的相应选项代号上】
|
| 预期收益总额
| 截止目前的实际收益额
|
| 总计
| 产品销售额
| 许可或转让的
|
| 1万元及以下··································
| 01
| 01
| 01
| 01
|
| 1万-5万元（含5万元）················
| 02
| 02
| 02
| 02
|
| 5万-10万元（含10万元）············
| 03
| 03
| 03
| 03
|
| 10万-30万元（含30万元）··········
| 04
| 04
| 04
| 04
|
| 30万-50万元（含50万元）··········
| 05
| 05
| 05
| 05
|
| 50万-100万元（含100万元）······················································ .
| 06
| 06
| 06
| 06
|
| 100万-500万元（含500万元）····
| 07
| 07
| 07
| 07
|
| 500万-1000万元（含1000万元）
| 08
| 08
| 08
| 08
|
| 1000万-5000万元（含5000万元）
| 09
| 09
| 09
| 09
|
| 5000万元以上·······························
| 10
| 10
| 10
| 10
|
| 没有收益········································
| 96
| 96
| 96
| 96
|
| 说不清············································
| 99
| 99
| 99
| 99
|
B5. 该项专利的研发方式是以下哪种？ 【单选】B0501/
| 与境内注册的企业合作研发··············
| 1
| | 与国外机构合作研发························
| 4
|
| 与国内高校合作研发·························
| 2
| | 与多方合作研发·······························
| 5
|
| 与国内科研单位合作研发··················
| 3
| | 自行研发··········································
| 6
|
B6. 迄今为止，该项专利是否开始实施？【注：已进入产品试验阶段或已着手准备实施具体事宜，都可以称为“开始实施”】 【单选】 B0601/
| 已经开始实施è【跳答B8题】·······
| 1
| | 没有开始实施è【继续回答B7然后结束】
| 2
|
B7. 没有实施该项专利的原因是什么？è【结束回答】 【限选2项】B0701-B0702/
| 能够生产出产品，但为防止已有产品被淘汰············································································
| 01
|
| 只是满足行政要求（摊派、优惠等）······················································································
| 02
|
| 联系不到投资方或生产企业····································································································
| 03
|
| 专利保护不力，专利产品一生产出来就被他人模仿，没有利润················································
| 04
|
| 专利暂时不能生产出产品，为了技术布局的需要·····································································
| 05
|
| 实施该专利的市场机会不成熟·································································································
| 06
|
| 改进型专利，实施整个技术方案会涉及侵权············································································
| 07
|
| 其他【请注明】
|
|
B8. 该项专利实施的时间起点是： 【单选】 B009/
| 申请前····························· 1
| 申请后授权前······················ 2
| 授权后································ 3
|
B9. 该项专利从申请到实施的过程中，遇到的最大困难是______，其次是______，再次是______。
【请将下面选项的代号填写在横线上，每空限选一项】 B1001-B1003/
产业化存在困难····························································································
| 01
| | 缺少专利经营管理人才··············································································
| 05
|
缺乏专利交易平台························································································
| 02
| | 专利权被有意侵犯·····················································································
| 06
|
专利交易成本高····························································································
| 03
| | 在后专利侵犯了在先专利的专利权···························································· 7
| 07
|
专利代理水平不高导致市场保护范围不够···················································································
| 04
| | 其他【请注明】
| |
B10. 该项专利的实施方式是： 【单选】B1201/
| 只自行实施···································································
| 1
| | | |
| 既有自行实施，又有转让实施·······································
| 2
| | 只转让实施···································································
| 5
|
| 既有自行实施，又有许可实施·······································
| 3
| | 只许可实施···································································
| 6
|
| 自行实施、转让实施、许可实施均有·····························
| 4
| | 既有转让实施，又有许可实施·······································
| 7
|
B11. 具体来看，您所在高校实施该项专利的具体行为包括？ 【多选】B1301-B1307/
| 制造产品··································································
| 1
| è【回答B12-B13题后跳答B18题】
|
| 许可他人制造产品····················································
| 2
| è【跳答B14题】
|
许可他人进口产品····················································
| 3
|
转让·········································································
| 4
| è【回答B14-B16题后跳答B18题】
|
| 折价入股··································································
| 5
| è【若只选择此三项，则跳答B18题】
|
进行广告宣传···························································
| 6
|
招标投标··································································
| 7
|
B12. 如果是以产品制造的方式实施，该项专利目前处于实施过程中的哪一阶段？ 【单选】B1401/
| 产品研究试验阶段，尚未拿出样本····
| 01
| | 试生产阶段······································
| 04
|
| 小试阶段，已经拿出样本··················
| 02
| | 规模产业化生产阶段························
| 05
|
| 中试阶段，生产出产品·····················
| 03
| | 其他【请注明】
| |
B13. 在产品生产出来后，投入市场前，发现同类产品有专利，您所在高校会怎么办？è【跳答B18题】
照样继续销售······································································································
| 01
| | 自行改变产品生产策略，控制市场销售·························
| 03
|
联系专利权人进行谈判，取得许可·······································································
| 02
| | 到竞争对手商品销售范围之外的地点进行销售·································
| 04
|
|
| | 其他【请注明】
| |
B14. 许可或转让专利后，您是否会去关注该项专利的实施情况？ 【单选】D1401/
| 会·····················································
| 1
| | 不会·················································
| 2
|
B15. 该项专利的转让或许可是否借助了中介服务机构？ 【单选】B1701/
| 是·····················································
| 1
| | 否·······················································
| 2
|
B16. 该项专利的许可或转让对象是哪类机构？ 【多选】B1801-B1804/
境内注册的企业································
| 01
| | 国内科研单位···································
| 03
|
国内高校··········································
| 02
| | 国外机构··········································
| 04
|
|
| | 其他【请注明】
| |
B17. 该项专利采取的许可实施方式属于以下哪种情况？ 【多选】B1901-B1904/
| 独占许可··········································
| 1
| | 普通许可··········································
| 3
|
| 独家许可（排他许可）·····················
| 2
| | 交叉许可························································ 国外研究机构···································
| 4
|
注：独占许可是指在合同约定的时间和地域范围内，只有被许可人可以使用许可人的专利权，其他人包括许可人本人均不得使用该专利权；
独家许可是指在合同约定的时间和地域范围内，专利权人不得再许可任何第三人以此相同的方式实施该项专利，但专利权人自己却可以进行实施；
普通许可是指被许可人可以使用许可人的专利，但不能排除许可人本人使用，也不能排除许可人再许可其他人使用；
交叉许可是指两个专利权人互相允许对方在约定的时间和地域范围内实施自己的专利，换句话说，就是甲允许乙实施甲的专利，乙允许甲实施乙的专利。
B18. 您觉得目前您所在高校在知识产权转化方面的主要问题是什么？请按问题的严重性从大到小排列：
首先是 ，其次是 ，再次是 。 D1801-D1803/
领导不够重视·······················································································································
| 01
|
相关规章制度不够健全·········································································································
| 02
|
知识产权管理的专项资金匮乏，没有发挥有效引导作用························································
| 03
|
缺乏建立高校知识产权管理制度的必要指导··········································································
| 04
|
缺乏相关的知识产权管理人才，如技术经纪人等···································································
| 05
|
校方保护和运用知识产权的意识不足····················································································
| 06
|
缺乏技术成果的市场需求信息和中介资源············································································· 7
| 07
|
科研人员保护和运用知识产权的动机不足·············································································
| 08
|
教师主要任务是科研与教学、无暇花费大量精力在知识产权转化上·······································
| 09
|
业绩考核中知识产权占的权重太小，约束与激励机制均不足·················································
| 10
|
其他【请注明】
| |
附件3：专利运用状况调查问卷（高校-专利权人信息）
建议本部分由高校知识产权管理部门（或相关机构）主管填写
专利权人名称：_____________________________【电子打印】（ID011）
专利权人地址：_____________________________【电子打印】（ID012）
高校知识产权管理人员姓名：___________________【必须填写】（ID014）
高校知识产权管理人员手机号：_________________【必须填写】（ID015）
填写本表人员姓名：__________________________【必须填写】（ID021）
填写本表人员手机号：________________________【必须填写】（ID022）
受访者机构单位联系电话：_____________________【必须填写】（ID023）
本报表制度根据《中华人民共和国统计法》的有关规定制定，国家知识产权局对在统计调查中知悉的统计调查对象的商业秘密，负有保密义务。
您好！专利是体现一个国家或组织科技创新能力的重要方面，国家知识产权局希望通过此次调查，了解所抽样专利的实施状况，了解专利实施过程中存在的问题和困难，为以后相关政府部门的工作提供参考，希望能够得到您的支持与帮助，请仔细填写这份问卷，谢谢！
首先想了解一下您所在高校的基本情况。请您根据下面的提示，填写或圈选您所在高校的情况。如果该信息您不了解，请您请高校的行政或财务人员协助填写。
A1. 您所在高校至今仍然有效（专利获得授权，且仍然在维持专利年费）的发明专利、实用新型专利以及外观设计专利各有几件？【请在表格相应空格处填写具体的数字】
| 仍然有效的发明专利（件）
|
| C0201/
|
| 仍然有效的实用新型专利（件）
|
| C0202/
|
| 仍然有效的外观设计专利（件）
|
| C0203/
|
A2. 2009年您所在高校对外转让以及许可的发明专利、实用新型专利以及外观设计专利各有几件？
| 对外转让以及许可的发明专利（件）
|
| C0301/
|
| 对外转让以及许可的实用新型专利（件）
|
| C0302/
|
| 对外转让以及许可的外观设计专利（件）
|
| C0303/
|
A3. 您所在高校至今有效的发明专利里，已投入生产的发明专利有多少件？占有效发明专利的比例？转让与许可的发明专利呢？技术储备的发明专利呢？【请在表格相应空格处填写具体的数字】
|
| 投入生产的
| 转让与许可的
| 进行技术储备的
|
| 具体数量（件）
|
| A0201/
|
| A0202/
|
| A0203/
|
| 占高校有效发明的比例（%）
|
| A0204/
|
| A0205/
|
| A0206/
|
说明：技术储备是指高校出于战略性布局需要，有规划性的申请一定数量的专利，该技术在当前高校生产活动中未予实施运用，但其价值有可能会在未来一段时间内发挥效用。
A4. 请根据2009年您所在高校的专利转让及许可数量以及收支金额填写下表。【请在表格相应空格处填写具体的数字】。
|
| 数量（个）
| 金额（万元）
|
| 自行实施专利数量以及获得的实际收益
|
| A0301/
|
| A0306/
|
| 转让及许可专利数量以及获得的实际收益
|
| A0302/
| | A0307/
|
| 向他人购买专利数量以及支付专利许可费用
|
| A0304/
| | A0309/
|
| 其中向国外专利持有人（或有关机构）购买专利的数量以及支付费用
|
| A0305/
| | A0310/
|
说明：专利所有权转让及许可收入是指报告期高校向外单位转让专利所有权或允许专利技术由被许可单位使用而得到的收入。包括当年从被转让方或被许可方得到的一次性付款和分期付款收入，以及利润分成、股息收入等。
A5. 请根据您所在高校申请的全部专利的来源填写下表。【请在表格相应空格处填写具体的数字】
| 来源于国家纵向课题的比例（%）
|
| C0501/
|
| 来源于省部级重大课题的比例（%）
| | C0502/
|
| 来源于企业横向科研合作的比例（%）
| | C0503/
|
| 来源于其他项目或者自筹项目的比例（%）
| | C0504/
|
| 其他【请注明】
| |
|
A6. 您认为你校教师申请专利的首要动机是________，其次是_______，再次是_______ E0601-E0603/
| 量化管理··········································
| 01
| | 上级要求··········································
| 06
|
| 完成考核指标···································
| 02
| | 报奖需要··········································
| 07
|
| 受他人影响·························································································
| 03
| | 获得法律保护···································
| 08
|
| 便于推广科技成果··········································································
| 04
| | 占领某一科技领域····························
| 09
|
| 较成果转让有更大的经济效益·················································
| 05
| | 其他【请注明】
| |
A7. 您认为你校大部分科研人员、教师对专利技术转移与产业化工作的态度如何？ 【单选】C1201/
| 1. 很重视
| 2. 一般了解
| 3. 需要时间了解
| 4. 基本不了解
|
A8. 您认为大学研究人员是否愿意紧密参与专利技术实施的技术和管理工作？ 【单选】E0801/
| 只要高校在教学科研上给政策，愿意帮助企业有效实施专利····················································
| 1
|
| 不愿意过多参与专利的实施，可以做一般的技术服务·······························································
| 2
|
| 希望以转让的方式一次性买断··································································································
| 3
|
| 愿意以专利许可的方式，由企业自行组织实施·········································································
| 4
|
A9. 您所在高校申请专利的目的是什么？最主要目的是________，其次是_______，再次是_______。
| 保护发明创造成果····························
| 01
| | 培养高素质科研人员························
| 06
|
| 完成规定的科研指标，或项目要求····
| 02
| | 上级主管部门单位要求·····················
| 07
|
作为技术储备···································
| 03
| | 获取行政资助···································
| 08
|
提高高校的知名度····························
| 04
| |
|
|
市场行为，获取最大的经济效益·······
| 05
| | 其他【请注明】
|
|
A10. 您所在高校2011年申请专利的情况是： 【单选】A0601/
| 申请数量高于去年·········································································
| 1
| è【跳至A12题】
|
| 申请数量和去年基本持平·······························································
| 2
|
| 申请数量低于去年·········································································
| 3
|
| 不再申请专利················································································
| 4
| è【继续回答】
|
| 不清楚···························································································
| 5
| è【跳至A12题】
|
A11. 您所在高校2011年不会申请专利的最主要的原因是？ 【单选】D1001/
| 没有需要用专利来保护的技术···········
| 01
| | 申请专利导致高校技术泄漏························································ .
| 05
|
| 所需费用太高，投入不值得··············
| 02
| | |
|
| 审查周期长，产品生命周期短，更替快·····················································
| 03
| | |
|
| 起不到保护作用，产品仍被仿冒·······
| 04
| | 其他【请注明】
|
|
A12. 您所在高校在知识产权管理方面属于哪种情况？ 【单选】A0901/
| 有专门的知识产权管理部门·····································································································
| 01
|
| 没有专门的知识产权管理部门，高校科技处或相关机构代为管理·············································
| 02
|
| 高校内部人员兼职进行知识产权管理·······················································································
| 03
|
| 没有设置任何管理机构以及管理人员，目前在考虑建立···························································
| 04
|
| 没有设置任何管理机构以及管理人员，目前阶段没有必要建立·················································
| 05
|
| 其他【请注明】
| |
A13. 您所在高校目前的专利管理规章制度建设情况如何？ 【单选】C1101/
| 专利管理规章含在知识产权管理规章中····················································································
| 01
|
| 既有知识产权管理规章，又有单独的专利管理规章··································································
| 02
|
| 规章制度尚无建立···················································································································
| 03
|
| 其他【请注明】
|
|
A14. 您所在高校关于专利转让及许可合同的收费政策是怎样的？ 【单选】E1401/
| 高校对专利转让及许可合同收取的管理费与技术开发合同相同·················································
| 01
|
| 高校对专利转让及许可合同收取的管理费高于技术开发合同····················································
| 02
|
| 高校对专利转让及许可合同收取的管理费低于技术开发合同····················································
| 03
|
| 其他【请注明】
|
|
A15. 您所在高校主要针对专利的哪一个方面进行奖励？ 【单选】C1301/
| 主要针对专利研发进行奖励··············
| 1
| | 对研发和实施都进行奖励·················
| 3
|
| 主要针对专利实施进行奖励··············
| 2
| | 尚未建立相应奖励制度·····················
| 4
|
A16. 您所在高校对专利的发明和实施人员如何进行奖励？ 【多选】C1401-C1403/
| 按实施效益比例提成·························
| 01
| | 精神奖励（晋升、荣誉称号等）·······
| 03
|
| 固定金额奖励···································
| 02
| | 其他【请注明】
|
|
A17. 您所在高校在外商（包括外资中国研究院）资助下取得的专利的实施情况如何？ 【单选】C1501/
| 双方共享专利，外方已经实施
| 01
| | |
|
| 你校独享专利，已经许可外方使用
| 02
| | 其他许可情况【请注明】
|
|
A18. 您所在高校在横向委托项目（主要企业委托）中产生的专利的实施情况如何？ 【单选】C1601/
| 专利权利共享，委托方可以实施·········································
| 1
| | 权利归属委托方，实施情况不清楚··································································
| 3
|
| 权利归属高校，许可委托方实施·········································
| 2
| | 尚未进行明确·································································································
| 4
|
A19. 您所在高校是否设立了专利基金（或者类似的基金项目）？ 【单选】C1701/
| 是····································································································································
| 1
| | 否····································································································································
| 2
|
A20. 您所在高校是否以技术为支撑，参股或控股校外的企业？如合办的企业数量较多，则列出规模最大的三家代表性企业即可。
第一家______________________________________ C1801/
第二家______________________________________ C1802/
第三家______________________________________ C1803/
A21. 您认为目前阶段，我国的专利保护水平如何？ 【单选】A1501/
| 1. 太弱，不足以保护自己的专利
| 2. 还行，基本上满足需要
| 3. 太强，已经超过了必要的水平了
|
A22. 截至目前，您所在高校是否遭遇他人侵犯您的知识产权侵权，您是否提起相关诉讼？【单选】A1601/
| 没有遇到过侵权······························································
| 1
| è【跳至A26题】
|
| 遇到过侵权，但是没有提起诉讼······································
| 2
| è【继续询问】
|
| 遇到过侵权，而且提起过诉讼·········································
| 3
|
A23. 您所在高校（1）遇到的知识产权侵权主要有哪些形式？（2）提起的知识产权诉讼主要有哪些形式？
【请先回答（1）题再回答（2）题；若未提起过知识产权诉讼，则不填（2）题】 【多选】A1701-A1712/
| | （1）知识产权侵权
| （2）知识产权诉讼è【若无发生诉讼则继续回答A24题，否则不答】
|
商业秘密······························································································································ ···························································································································································································
| 01
| A1701/
| 01
|
| A1707/
|
商标····································································································································· ···························································································································································································
| 02
| A1702/
| 02
| A1708/
|
版权·····································································································································
| 03
| A1703/
| 03
| A1709/
|
发明专利······························································································································ ···························································································································································································
| 04
| A1704/
| 04
| è【若提起专利诉讼则回答A25题，否则不答】
| A1710/
|
外观设计······························································································································ ···························································································································································································
| 05
| A1705/
| 05
| A1711/
|
实用新型······························································································································ ···························································································································································································
| 06
| A1706/
| 06
| A1712/
|
其他【请注明】··················································································································
| ____________
| ________________
|
|
A24. 您所在高校遇到侵权，但是没有提起诉讼的原因是什么？è【跳至A26题】 【多选】A2001-A2005/
| 侵权尚未达到一定规模，引而不发····
| 01
| | 诉讼面临的资金压力较大·················
| 04
|
| 也侵犯他人专利，害怕被人反诉·······
| 02
| | 预期即便提起诉讼也达不到维权效果
| 05
|
| 专利侵权判定较为困难·····················
| 03
| | 其他【请注明】
|
|
A25. 在专利诉讼过程中，您所在高校遇到的首要问题是__________，其次是______，再次是________。
【请将答案代号填写在上面横线上】A1901-A1903/
法院的法律适用及事实认定有问题·······························································
| 01
| | 专利代理人水平不高，申请文件撰写存在问题····························································
| 05
|
专利诉讼的成本过高、时间过长···································································
| 02
| | 专利审查质量不高，导致权利不稳定·················································
| 06
|
专利案件中难以取证····················································································
| 03
| | 地区保护主义导致执法不力·······························································
| 07
|
侵权判断标准难以确定·················································································
| 04
| | 其他【请注明】
| |
A26. 您所在高校是否建立了专利权的放弃机制？ 【单选】C2501/
| 是è【继续回答】···············································································
| 1
| | 否è【跳至A28题】·······································································
| 2
|
说明：放弃机制是指高校对于维护成本高但是所获得收益低的专利，主动放弃专利权的一种方式。
A27. 您所在高校选择放弃专利权的期限通常是多长时间？ 【单选】C2401/
6个月之内·····················································································································
| 01
| | 7年之内······························································································································
| 08
|
1年之内·························································································································
| 02
| | 8年之内······························································································································
| 09
|
2年之内·························································································································
| 03
| | 9年之内······························································································································
| 10
|
3年之内·························································································································
| 04
| | 10年之内····························································································································
| 11
|
4年之内·························································································································
| 05
| | 15年之内····························································································································
| 12
|
5年之内·························································································································
| 06
| | 20年···································································································································
| 13
|
6年之内·························································································································
| 07
| | 不清楚································································································································
| 99
|
A28. 对于高校自身认定为价值不高的专利，您所在高校通常采用的做法主要有？【多选】C2601- C2603/
继续维持专利权····························································································
| 01
| è【跳至A30题】
| 考虑转让专利权è【继续回答】·······································
| 03
|
主动放弃专利权····························································································
| 02
| 其它【请注明】
| |
A29. 转让对于高校自身认定为价值不高的专利时，通常会选择转让给谁？ 【多选】C2701- C2703/
专利技术转让给内资高校··············································································
| 01
| | 无所谓，转让给有实际需求的高校或机构
| 03
|
转让给外资机构····························································································
| 02
| | 其它【请注明】
| |
A30. 您所在高校是否有使用专利权进行质押融资的意愿？如有，是否成功实现？ 【单选】A2201/
| 1. 有，且成功实现了
| 2. 有，但并未成功实现
| 3. 没有
|
A31. 您认为您所在高校在质押融资过程中，存在的主要问题是什么？ 【多选】A2301-A2306/
| 专利质量不高···································
| 01
| | 银行质押总额小，每笔专利金额不高
| 04
|
| 专利权利不稳定，存在潜在纠纷·······
| 02
| | 专利评估机制尚不完善·····················
| 05
|
| 银行认为风险大，顾虑多，高校担保资金来源单一
| 03
| | 质押贷款风险补偿机制尚未建立·······
| 06
|
| |
| | 其它【请注明】
|
|
A32. 您所在高校一般通过哪种方式渠道进行专利的转让与交易？ 【多选】C3001-C3008/
| 联系专利交易平台················
| 01
| | 律师事务所············································· .
| 05
|
| 参与有关技术展会或交易会··
| 02
| | 专利技术服务公司··································
| 06
|
| 专利代理所···························
| 03
| | 熟人、朋友·············································
| 07
|
| 高校自行成立相关促进转化的机构·····································
| 04
| | 教师自行处理，高校不帮与联系···········································
| 08
|
| |
| | 其它【请注明】
|
|
其中，您最信赖的中介结构类型是什么？______【请将上表答案代号填写在上面横线上】【单选】C3009/
A33. 您所在高校若想通过中介获得专利，最希望中介机构做什么？ 【单选】A2401/
担保该项专利法律有效之外，还担保该专利在技术上实用，能马上生产出产品························
| 1
|
只担保该项技术在法律上有效，不保证在技术上实用·······························································
| 2
|
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